— Privacy Policy Notice

Facts

What does Weaver Consulting Group, LLC do with your financial information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

• Social Security number and income
• Account balances and assets
• Transaction history
• Authentication credentials, biometric data, and login information used to access your accounts or our digital services.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Weaver Consulting Group, LLC chooses to share; and whether you can limit this sharing.

For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes – to offer our products and services to you

Yes

No

For joint marketing with other financial companies

No

Not Applicable

For our affiliates’ everyday business purposes – information about your transactions and
experiences

No

Not Applicable

For our affiliates’ everyday business purposes – information about your creditworthiness

No

Not Applicable

For our affiliates to market to you

No

Not Applicable

For nonaffiliates to market to you

No

Not Applicable

Questions?

Call (714) 536-4065

Who is providing this notice?

Weaver Consulting Group, LLC

How does Weaver Consulting Group, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include

How does Weaver Consulting Group, LLC collect my personal information?

We collect your personal information, for example, when you:

• Open an account
• Deposit money
• Seek advice about your investments
• Enter into an investment advisory contract
• Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.

Data Security & Incident Response

To protect your personal information from unauthorized access and use, we employ robust security measures that comply with federal law, including computer safeguards and secured facilities. Furthermore, Weaver Consulting Group maintains a comprehensive Incident Response Program designed to detect, respond to, and recover from unauthorized access to customer information. In the event of a data breach involving your sensitive customer information, we are committed to notifying affected individuals in writing as soon as practicable, but no later than 30 days after discovery.

Third-Party Vendor Oversight

We enforce strict oversight of all third-party service providers that receive, maintain, or process your customer information. Our vendors are contractually required to implement appropriate measures to protect your data against unauthorized access and must notify us within 72 hours of becoming aware of any security breach resulting in unauthorized access to our customer information systems.

Affiliates

Companies related by common ownership and control. They can be financial and nonfinancial companies.

• We have no affiliates.

Nonaffiliates

Companies not related by common ownership and control. They can be financial or nonfinancial companies.

• We do not share with nonaffiliates so that they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

• We do not jointly market.